Such filings are more likely for secondary sales ... shares “solely for the purpose of investment.” This exemption applies if, as a result of the acquisition, the securities held do not ...

The United States has a second special purpose broker-dealer (SPBD) for digital asset securities. The Securities and Exchange ...

NPM SecondMarket consists of four main components: ...

Nikola 's ( NKLA -0.78%) stock has plunged nearly 99% over the past three years. The maker of electric semi-trucks was a ...

We're one week into the 2024 college football season, and already, we've had quite a bit of craziness in the SEC.

The company currently has no plans ... shares through other platforms that offer secondary trading of pre-IPO companies. For example, Rainmaker Securities is a platform that makes private ...

Waterstone Financial, Inc. operates as a bank holding company for ... mortgage loans for the purpose of sale in the secondary market. It also invests in a portfolio of securities include mortgage ...

A new financial partnership is aiming to make access to impact investments more widely available through the secondary market ...

What Alabama needs, however, is the Proctor from last year's LSU game — his best regular-season performance — or the Proctor who played exceptionally well in an SEC title win over Georgia.

Roosevelt’s New Deal. Its purpose is to expand the secondary mortgage market by securitizing mortgage loans in the form of mortgage-backed securities (MBS). In the wake of the 2008 financial ...

Commercial Bank of Ceylon PLC has become the first Sri Lankan bank to receive a licence from the Securities and Exchange ...

ZERO Group announces approval of tZERO Digital Asset Securities as "a new Special Purpose Broker-Dealer for digital asset ...